Our Staff has compiled our research into a database of FINRA Broker Disclosures for International Assets Advisory, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chandis D Ferguson | 2579994 | 13 | 06/06/2003 | Customer Dispute | Closed-No Action | $44,000.00 | $0.00 | See FINRA Report |
| Robert James D'Andria | 1916172 | 8 | 04/29/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Chandis D Ferguson | 2579994 | 13 | 09/24/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin Daniel Barletta | 4691033 | 3 | 08/31/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chandis D Ferguson | 2579994 | 13 | 11/02/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Chandis D Ferguson | 2579994 | 13 | 09/07/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Carlos E Sisniega | 2459457 | 1 | 08/28/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mario Porras | 1804267 | 2 | 08/28/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Miles Hartlett | 1022139 | 5 | 08/09/2001 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Chandis D Ferguson | 2579994 | 13 | 08/03/2001 | Customer Dispute | Closed-No Action | $70,000.00 | $0.00 | See FINRA Report |