Our Staff has compiled our research into a database of FINRA Broker Disclosures for International Assets Advisory, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Glen Harrison | 5804566 | 1 | 07/07/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Donald James Gunn | 1442917 | 9 | 06/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael C Walker | 2872900 | 1 | 05/16/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael John Blaszczyk | 5736832 | 1 | 02/02/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Edward Ratliff | 1669731 | 9 | 01/27/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jerome R Long | 6378874 | 1 | 12/17/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ian E James | 2602300 | 1 | 11/30/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Miles Hartlett | 1022139 | 5 | 10/22/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Arthur Knapp | 3028214 | 6 | 08/16/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Thomas Pavlich | 1794852 | 2 | 08/16/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |