Our Staff has compiled our research into a database of FINRA Broker Disclosures for International Assets Advisory, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Thomas Moran | 4321460 | 3 | 05/21/2009 | Customer Dispute | Settled | $17,857.60 | $0.00 | See FINRA Report |
| James Edward Ratliff | 1669731 | 9 | 05/08/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brandon Reed Barile | 2554323 | 5 | 04/30/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Anthony Nelson | 1365220 | 7 | 03/24/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Eilesia Kepper Dixon | 4598806 | 1 | 12/10/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brenda Renee Rivers | 2892497 | 1 | 10/27/2008 | Customer Dispute | Denied | $7,309.50 | $0.00 | See FINRA Report |
| Brandon Reed Barile | 2554323 | 5 | 10/17/2008 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Robert A Lindbloom | 5029719 | 4 | 10/15/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Chin | 1380575 | 6 | 10/11/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| David Chin | 1380575 | 6 | 10/06/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |