Our Staff has compiled our research into a database of FINRA Broker Disclosures for International Assets Advisory, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Michael Boyd | 1123044 | 9 | 04/26/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donald James Gunn | 1442917 | 9 | 04/07/2010 | Customer Dispute | Settled | $1,145,000.00 | $0.00 | See FINRA Report |
| Donald James Gunn | 1442917 | 9 | 04/06/2010 | Customer Dispute | Settled | $1,395,000.00 | $0.00 | See FINRA Report |
| Donald James Gunn | 1442917 | 9 | 03/03/2010 | Customer Dispute | Settled | $1,842,000.00 | $0.00 | See FINRA Report |
| Donald James Gunn | 1442917 | 9 | 02/22/2010 | Customer Dispute | Settled | $330,000.00 | $0.00 | See FINRA Report |
| John Andrew Bodnar | 714669 | 8 | 09/24/2009 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Jerry Allen Klusener | 2322954 | 1 | 09/16/2009 | Customer Dispute | Closed-No Action | $38,000.00 | $0.00 | See FINRA Report |
| Glenn Richard Toussaint | 1145760 | 3 | 08/03/2009 | Customer Dispute | Denied | $44,000.00 | $0.00 | See FINRA Report |
| Michael Miles Hartlett | 1022139 | 5 | 07/30/2009 | Customer Dispute | Denied | $160,000.00 | $0.00 | See FINRA Report |
| Michael Miles Hartlett | 1022139 | 5 | 07/17/2009 | Customer Dispute | Settled | $165,000.00 | $0.00 | See FINRA Report |