Our Staff has compiled our research into a database of FINRA Broker Disclosures for International Assets Advisory, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| H Craig Rappaport | 1916976 | 5 | 10/14/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Todd Arthur Knapp | 3028214 | 6 | 09/03/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gerald Lynn Ray | 722851 | 3 | 08/20/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cecil Allen Ross | 2391047 | 3 | 06/03/2014 | Customer Dispute | Award / Judgment | $904,431.00 | $100,000.00 | See FINRA Report |
| H Craig Rappaport | 1916976 | 5 | 03/24/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Todd Arthur Knapp | 3028214 | 6 | 09/06/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Theophilous Henry Woods | 724986 | 8 | 08/15/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donald James Gunn | 1442917 | 9 | 07/24/2013 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Steven Michael Boyd | 1123044 | 9 | 05/13/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Michael Boyd | 1123044 | 9 | 05/13/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |