Our Staff has compiled our research into a database of FINRA Broker Disclosures for International Assets Advisory, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Joseph Kim | 2213830 | 7 | 08/17/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Glenn Richard Toussaint | 1145760 | 3 | 06/05/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin David Nichols | 1961596 | 1 | 03/27/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert A Lindbloom | 5029719 | 4 | 03/10/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gerald Lynn Ray | 722851 | 3 | 02/04/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Andrew Bodnar | 714669 | 8 | 01/22/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert A Lindbloom | 5029719 | 4 | 01/15/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Anthony Bart Javarone | 1721569 | 3 | 12/03/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexander Joseph King | 6526804 | 1 | 11/13/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mary B Haverly | 5450908 | 1 | 10/21/2014 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |