Our Staff has compiled our research into a database of FINRA Broker Disclosures for International Assets Advisory, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jacob Randall Godfrey | 5492639 | 1 | 03/17/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Daniel Stein | 2741065 | 1 | 02/29/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Anthony Nelson | 1365220 | 7 | 01/05/2016 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| James Anthony Nelson | 1365220 | 7 | 01/05/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anthony Bart Javarone | 1721569 | 3 | 01/04/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Jonathan Freeze | 2518935 | 2 | 12/23/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Fredrick Petramalo | 1529214 | 3 | 12/01/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Michael Boyd | 1123044 | 9 | 12/01/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Robert Fulton | 1029575 | 7 | 11/23/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Anthony Nelson | 1365220 | 7 | 08/26/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |