Our Staff has compiled our research into a database of FINRA Broker Disclosures for International Assets Advisory, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Robert Fulton | 1029575 | 7 | 10/24/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Emmanuel A Leak | 5494266 | 1 | 09/07/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Todd Arthur Knapp | 3028214 | 6 | 08/16/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew van Blackwell | 1284815 | 3 | 08/15/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Andrew Bodnar | 714669 | 8 | 08/12/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Fredrick Petramalo | 1529214 | 3 | 07/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Aloysius Conwell | 1436190 | 7 | 07/14/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Anthony Nelson | 1365220 | 7 | 06/06/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Russell Scott Blum | 1276754 | 5 | 05/25/2016 | Customer Dispute | Denied | $1,369,000.00 | $0.00 | See FINRA Report |
| Russell Scott Blum | 1276754 | 5 | 05/04/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |