Our Staff has compiled our research into a database of FINRA Broker Disclosures for International Assets Advisory, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Russell Scott Blum | 1276754 | 5 | 05/04/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Robert Fulton | 1029575 | 7 | 11/23/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Donald James Gunn | 1442917 | 9 | 07/24/2013 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Sean Patrick Quinn | 1616254 | 6 | 12/07/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Donald James Gunn | 1442917 | 9 | 04/07/2010 | Customer Dispute | Settled | $1,145,000.00 | $0.00 | See FINRA Report |
| Donald James Gunn | 1442917 | 9 | 04/06/2010 | Customer Dispute | Settled | $1,395,000.00 | $0.00 | See FINRA Report |
| Donald James Gunn | 1442917 | 9 | 03/03/2010 | Customer Dispute | Settled | $1,842,000.00 | $0.00 | See FINRA Report |
| Donald James Gunn | 1442917 | 9 | 02/22/2010 | Customer Dispute | Settled | $330,000.00 | $0.00 | See FINRA Report |
| John Andrew Bodnar | 714669 | 8 | 09/24/2009 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Michael Miles Hartlett | 1022139 | 5 | 07/17/2009 | Customer Dispute | Settled | $165,000.00 | $0.00 | See FINRA Report |