Our Staff has compiled our research into a database of FINRA Broker Disclosures for International Assets Advisory, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Ryan Babbitt | 4057681 | 7 | 01/05/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Theophilous Henry Woods | 724986 | 8 | 08/24/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Michael Boyd | 1123044 | 9 | 04/26/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Edward Ratliff | 1669731 | 9 | 05/08/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Edward Ratliff | 1669731 | 9 | 10/01/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Edward Ratliff | 1669731 | 9 | 05/22/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Edward Ratliff | 1669731 | 9 | 11/09/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Edward Ratliff | 1669731 | 9 | 11/09/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shelby Jean Smith | 1657402 | 2 | 02/15/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Michael Boyd | 1123044 | 9 | 10/21/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |