Our Staff has compiled our research into a database of FINRA Broker Disclosures for International Assets Advisory, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Edward Ratliff | 1669731 | 9 | 04/01/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Myra Pearle Nicholson | 2740029 | 1 | 03/12/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew van Blackwell | 1284815 | 3 | 10/01/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Theophilous Henry Woods | 724986 | 8 | 08/03/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Theophilous Henry Woods | 724986 | 8 | 06/08/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| H Craig Rappaport | 1916976 | 5 | 06/04/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Ryan Babbitt | 4057681 | 7 | 02/09/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter Anthony Rumsey | 841877 | 1 | 09/10/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Susan Theresa Lowry | 3205290 | 1 | 04/27/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Theophilous Henry Woods | 724986 | 8 | 01/08/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |