Our Staff has compiled our research into a database of FINRA Broker Disclosures for International Assets Advisory, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Michael Boyd | 1123044 | 9 | 12/01/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Joseph Kim | 2213830 | 7 | 08/17/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gerald Lynn Ray | 722851 | 3 | 02/04/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Andrew Bodnar | 714669 | 8 | 01/22/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Todd Arthur Knapp | 3028214 | 6 | 09/03/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gerald Lynn Ray | 722851 | 3 | 08/20/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Todd Arthur Knapp | 3028214 | 6 | 09/06/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Theophilous Henry Woods | 724986 | 8 | 08/15/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Michael Boyd | 1123044 | 9 | 05/13/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Michael Boyd | 1123044 | 9 | 05/13/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |