Our Staff has compiled our research into a database of FINRA Broker Disclosures for International Assets Advisory, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| H Craig Rappaport | 1916976 | 5 | 07/26/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Theophilous Henry Woods | 724986 | 8 | 12/11/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Joseph Kim | 2213830 | 7 | 08/08/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Michael Boyd | 1123044 | 9 | 07/09/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Michael Boyd | 1123044 | 9 | 07/09/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Michael Boyd | 1123044 | 9 | 05/07/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Theophilous Henry Woods | 724986 | 8 | 04/18/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Joseph Kim | 2213830 | 7 | 04/11/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Emil Katz | 2810729 | 1 | 04/10/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Andrew Bodnar | 714669 | 8 | 03/27/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |