Our Staff has compiled our research into a database of FINRA Broker Disclosures for International Assets Advisory, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alexander Joseph King | 6526804 | 1 | 11/13/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Robert Fulton | 1029575 | 7 | 01/11/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Chin | 1380575 | 6 | 05/12/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Glenn Lane | 5255199 | 3 | 07/14/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert James D'Andria | 1916172 | 8 | 04/29/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald James Gunn | 1442917 | 9 | 01/10/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |