Our Staff has compiled our research into a database of FINRA Broker Disclosures for International Assets Advisory, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Jonathan Freeze | 2518935 | 2 | 07/01/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Edward Joseph Schiavi | 2032536 | 4 | 04/21/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Aloysius Conwell | 1436190 | 7 | 11/06/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Carlos E Sisniega | 2459457 | 1 | 08/28/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mario Porras | 1804267 | 2 | 08/28/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert James D'Andria | 1916172 | 8 | 01/27/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Edward Joseph Schiavi | 2032536 | 4 | 08/10/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sean Patrick Quinn | 1616254 | 6 | 07/17/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |