Our Staff has compiled our research into a database of FINRA Broker Disclosures for International Assets Advisory, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Robert Fulton | 1029575 | 7 | 01/27/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Anthony Pierce | 2170820 | 2 | 01/07/2004 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Chandis D Ferguson | 2579994 | 13 | 09/24/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Chandis D Ferguson | 2579994 | 13 | 11/02/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Spartz | 1504058 | 2 | 07/13/2000 | Customer Dispute | Denied | $5,200.00 | $0.00 | See FINRA Report |
| Robert James D'Andria | 1916172 | 8 | 05/12/2000 | Customer Dispute | Denied | $6,250.00 | $0.00 | See FINRA Report |
| Chandis D Ferguson | 2579994 | 13 | 08/16/1999 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Cecil Allen Ross | 2391047 | 3 | 03/04/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sean Patrick Quinn | 1616254 | 6 | 02/12/1999 | Customer Dispute | Denied | $13,700.00 | $0.00 | See FINRA Report |