Our Staff has compiled our research into a database of FINRA Broker Disclosures for International Assets Advisory, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chandis D Ferguson | 2579994 | 13 | 09/07/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Miles Hartlett | 1022139 | 5 | 08/09/2001 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Chandis D Ferguson | 2579994 | 13 | 08/03/2001 | Customer Dispute | Closed-No Action | $70,000.00 | $0.00 | See FINRA Report |
| Chandis D Ferguson | 2579994 | 13 | 07/25/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Chandis D Ferguson | 2579994 | 13 | 06/09/2001 | Customer Dispute | Settled | $44,000.00 | $0.00 | See FINRA Report |
| Mario Porras | 1804267 | 2 | 06/08/2001 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Chandis D Ferguson | 2579994 | 13 | 06/06/2001 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |
| Chandis D Ferguson | 2579994 | 13 | 05/18/2001 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Robert James D'Andria | 1916172 | 8 | 08/08/2000 | Customer Dispute | Settled | $97,856.00 | $0.00 | See FINRA Report |
| Michael Anthony Spartz | 1504058 | 2 | 07/13/2000 | Customer Dispute | Denied | $5,200.00 | $0.00 | See FINRA Report |