Our Staff has compiled our research into a database of FINRA Broker Disclosures for International Assets Advisory, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Anthony Nelson | 1365220 | 7 | 01/05/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Robert Fulton | 1029575 | 7 | 11/23/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Anthony Nelson | 1365220 | 7 | 08/26/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mary B Haverly | 5450908 | 1 | 10/21/2014 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Cecil Allen Ross | 2391047 | 3 | 06/03/2014 | Customer Dispute | Award / Judgment | $904,431.00 | $100,000.00 | See FINRA Report |
| H Craig Rappaport | 1916976 | 5 | 03/24/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Donald James Gunn | 1442917 | 9 | 07/24/2013 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Sean Patrick Quinn | 1616254 | 6 | 12/07/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Damian Marlon Bell | 2348521 | 13 | 03/22/2012 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
| Gregory Neal Long | 2049933 | 3 | 11/21/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |