Our Staff has compiled our research into a database of FINRA Broker Disclosures for International Assets Advisory, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George August Walters | 4709332 | 1 | 11/15/2016 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Anthony Ryan Morris | 2849581 | 5 | 10/27/2016 | Customer Dispute | Denied | $147,536.00 | $0.00 | See FINRA Report |
| Richard Robert Fulton | 1029575 | 7 | 10/24/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lawrence Eugene Murphy | 1270120 | 4 | 09/23/2016 | Customer Dispute | Settled | $650,000.00 | $0.00 | See FINRA Report |
| John Andrew Bodnar | 714669 | 8 | 08/12/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Anthony Nelson | 1365220 | 7 | 06/06/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Russell Scott Blum | 1276754 | 5 | 05/25/2016 | Customer Dispute | Denied | $1,369,000.00 | $0.00 | See FINRA Report |
| Russell Scott Blum | 1276754 | 5 | 05/04/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Damian Marlon Bell | 2348521 | 13 | 03/14/2016 | Customer Dispute | Settled | $2,780,000.00 | $0.00 | See FINRA Report |
| James Anthony Nelson | 1365220 | 7 | 01/05/2016 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |