Our Staff has compiled our research into a database of FINRA Broker Disclosures for International Assets Advisory, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Michael Alvarez | 2242198 | 7 | 02/12/2018 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Damian Marlon Bell | 2348521 | 13 | 07/17/2017 | Customer Dispute | Award / Judgment | $300,000.00 | $5,054,000.00 | See FINRA Report |
| Kevin Thomas Moran | 4321460 | 3 | 05/15/2017 | Customer Dispute | Denied | $22,428.40 | $0.00 | See FINRA Report |
| Damian Marlon Bell | 2348521 | 13 | 05/02/2017 | Customer Dispute | Award / Judgment | $505,000.00 | $5,054,000.00 | See FINRA Report |
| Damian Marlon Bell | 2348521 | 13 | 04/06/2017 | Customer Dispute | Settled | $37,000.00 | $0.00 | See FINRA Report |
| Stephen Anthony Pierce | 2170820 | 2 | 04/03/2017 | Customer Dispute | Award / Judgment | $50,000.00 | $5,054,000.00 | See FINRA Report |
| James Aloysius Conwell | 1436190 | 6 | 03/08/2017 | Customer Dispute | Award / Judgment | $155,000.00 | $5,054,000.00 | See FINRA Report |
| James Aloysius Conwell | 1436190 | 6 | 01/27/2017 | Customer Dispute | Award / Judgment | $75,000.00 | $5,054,000.00 | See FINRA Report |
| Damian Marlon Bell | 2348521 | 13 | 01/19/2017 | Customer Dispute | Award / Judgment | $1,100,000.00 | $5,054,000.00 | See FINRA Report |
| Gregory Neal Long | 2049933 | 3 | 11/15/2016 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |