Our Staff has compiled our research into a database of FINRA Broker Disclosures for International Assets Advisory, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sean Patrick Quinn | 1616254 | 6 | 02/12/1999 | Customer Dispute | Denied | $13,700.00 | $0.00 | See FINRA Report |
| Sean Patrick Quinn | 1616254 | 6 | 08/21/1998 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Gerald Lynn Ray | 722851 | 3 | 11/05/1997 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Richard Robert Fulton | 1029575 | 7 | 07/13/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony Bart Javarone | 1721569 | 3 | 10/14/1993 | Customer Dispute | Settled | $652,986.00 | $0.00 | See FINRA Report |
| Richard Robert Fulton | 1029575 | 7 | 02/10/1987 | Customer Dispute | Award / Judgment | $18,874.00 | $20,344.60 | See FINRA Report |