Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cadaret, Grant & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Gregory Zanowiak | 1142281 | 5 | 06/07/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward James Skibicki | 2652441 | 6 | 05/17/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edward James Skibicki | 2652441 | 6 | 05/14/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jue-Hua Rae Yau | 5664387 | 2 | 05/10/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward James Skibicki | 2652441 | 6 | 05/06/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Andrew Spero | 1637713 | 1 | 04/26/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Alan Brennen | 2424512 | 4 | 02/24/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frank Michael Brown | 1531051 | 1 | 01/13/2021 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Stephen Anthony Nappo | 1691373 | 3 | 12/04/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward James Skibicki | 2652441 | 6 | 10/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |