Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cadaret, Grant & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raymond Neil Bergen | 2218378 | 1 | 12/16/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Allen Ridley | 1068593 | 2 | 06/06/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Michael Murtagh | 343802 | 2 | 11/05/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Donald Kinsella | 270380 | 1 | 02/28/1961 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jon N Davidson | 61590 | 1 | 11/30/-0001 | Customer Dispute | Settled | $6,137.00 | $0.00 | See FINRA Report |
| John Kevin McKenty | 1140674 | 1 | 11/30/-0001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |