Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cadaret, Grant & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony Joseph Barrese | 1710378 | 2 | 10/24/1991 | Customer Dispute | Settled | $112,888.00 | $0.00 | See FINRA Report |
| Christian Gabriel Taylor | 5462381 | 1 | 09/19/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Vincent Reuben | 1619276 | 6 | 03/29/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael David Riorden | 1711994 | 4 | 12/27/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael David Riorden | 1711994 | 4 | 12/14/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Patrick Clark | 1431762 | 10 | 08/01/1989 | Customer Dispute | Award / Judgment | $30,114.30 | $12,560.00 | See FINRA Report |
| Charles Joseph Larocco | 1736777 | 5 | 10/24/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Vincent Reuben | 1619276 | 6 | 06/30/1988 | Customer Dispute | Settled | $12,004.80 | $0.00 | See FINRA Report |
| James Gordon Durso | 1238404 | 3 | 05/24/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Joseph Larocco | 1736777 | 5 | 07/02/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |