Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cadaret, Grant & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Gordon Durso | 1238404 | 3 | 11/28/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Frank Gerald Evans | 714035 | 11 | 12/01/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank Gerald Evans | 714035 | 11 | 09/27/1993 | Customer Dispute | Award / Judgment | $106,000.00 | $60,000.00 | See FINRA Report |
| Brian Wayne Olah | 2514329 | 2 | 04/30/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Wayne Olah | 2514329 | 2 | 04/30/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Frank Gerald Evans | 714035 | 11 | 07/01/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Patrick Clark | 1431762 | 10 | 05/07/1992 | Customer Dispute | Settled | $11,320.00 | $0.00 | See FINRA Report |
| Anthony Joseph Barrese | 1710378 | 2 | 05/05/1992 | Customer Dispute | Settled | $3,074.77 | $0.00 | See FINRA Report |
| Patrick Glenn Bennett | 2790207 | 5 | 12/23/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frank Gerald Evans | 714035 | 11 | 11/22/1991 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |