Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cadaret, Grant & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Vincent Reuben | 1619276 | 6 | 05/13/1998 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Steven Michael Sislo | 867026 | 1 | 12/19/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Frank Gerald Evans | 714035 | 11 | 09/02/1997 | Customer Dispute | Award / Judgment | $33,508.70 | $39,500.00 | See FINRA Report |
| Lance Robert Terry | 7555368 | 1 | 08/03/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Timothy Sgarlata | 3082981 | 1 | 07/10/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Anthony Nappo | 1691373 | 3 | 05/05/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Arthur Francis Grant | 227458 | 3 | 12/19/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Gerald Evans | 714035 | 11 | 12/01/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ronald Brian Snyder | 2007775 | 4 | 11/13/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Donald William Elliott | 2261935 | 1 | 12/09/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |