Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cadaret, Grant & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alexander Zinger | 2505667 | 1 | 03/08/2001 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Frank Peter Diulus | 1013074 | 1 | 10/16/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Neil Nirelli | 1935718 | 4 | 04/26/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Neil Nirelli | 1935718 | 4 | 08/03/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alfred James Merchant | 2029339 | 2 | 05/10/1999 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| David Vincent Reuben | 1619276 | 6 | 02/26/1999 | Customer Dispute | Settled | $520,000.00 | $0.00 | See FINRA Report |
| Stephen J Carrione | 1603335 | 4 | 02/10/1999 | Customer Dispute | Settled | $769,900.00 | $0.00 | See FINRA Report |
| Brian Jay Ullman | 837262 | 3 | 12/08/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jeffery Joseph Davis | 1854819 | 3 | 11/06/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Jay Ullman | 837262 | 3 | 09/18/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |