Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cadaret, Grant & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Patrick Clark | 1431762 | 10 | 01/15/2002 | Customer Dispute | Denied | $31,170.80 | $0.00 | See FINRA Report |
| Norman Broad | 1016966 | 28 | 01/03/2002 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Lesnick | 2465182 | 1 | 12/18/2001 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Dean George Leounis | 2222918 | 1 | 11/23/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Edwin Keith Milner | 2778248 | 2 | 10/25/2001 | Customer Dispute | Denied | $11,890.40 | $0.00 | See FINRA Report |
| Brian Patrick Clark | 1431762 | 10 | 10/09/2001 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Stephen J Carrione | 1603335 | 4 | 07/10/2001 | Customer Dispute | Settled | $182,453.00 | $0.00 | See FINRA Report |
| Stephen J Carrione | 1603335 | 4 | 06/06/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Vincent Reuben | 1619276 | 6 | 06/04/2001 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| David Vincent Reuben | 1619276 | 6 | 05/24/2001 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |