Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cadaret, Grant & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Joseph Larocco | 1736777 | 5 | 03/07/2003 | Customer Dispute | Settled | $562,936.00 | $0.00 | See FINRA Report |
| Frank Gerald Evans | 714035 | 11 | 10/11/2002 | Customer Dispute | Closed-No Action | $55,000.00 | $0.00 | See FINRA Report |
| Louis Nicholas Mancinelli | 1223910 | 2 | 10/05/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Simpson | 2366512 | 3 | 08/22/2002 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Robin Ann Deflice | 2500885 | 1 | 08/05/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bradley Marshall | 2695751 | 3 | 07/03/2002 | Customer Dispute | Denied | $48,800.00 | $0.00 | See FINRA Report |
| William Gerard Decker | 2645809 | 2 | 06/06/2002 | Customer Dispute | Denied | $5,536.32 | $0.00 | See FINRA Report |
| Jason Mark Kurz | 4976367 | 1 | 04/15/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Rodney Tarnow | 1341293 | 1 | 03/20/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Douglas Weingart | 7652718 | 1 | 02/22/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |