Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cadaret, Grant & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Patrick Clark | 1431762 | 10 | 05/24/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Patrick Glenn Bennett | 2790207 | 5 | 05/17/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert William Forster | 1594861 | 1 | 03/30/2004 | Customer Dispute | Denied | $5,720.54 | $0.00 | See FINRA Report |
| Stephen Alexander Perove | 704905 | 1 | 01/24/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Brian Patrick Clark | 1431762 | 10 | 12/31/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Neil Nirelli | 1935718 | 4 | 10/07/2003 | Customer Dispute | Settled | $116,000.00 | $0.00 | See FINRA Report |
| Matthew Gregory Zanowiak | 1142281 | 5 | 09/05/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa Anne Bower | 3258289 | 1 | 06/26/2003 | Customer Dispute | Denied | $21,000.00 | $0.00 | See FINRA Report |
| Michael Simpson | 2366512 | 3 | 04/17/2003 | Customer Dispute | Settled | $88,000.00 | $0.00 | See FINRA Report |
| Norman Broad | 1016966 | 28 | 03/13/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |