Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cadaret, Grant & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Patrick Clark | 1431762 | 10 | 05/25/2022 | Customer Dispute | Settled | $815,157.00 | $0.00 | See FINRA Report |
| Edward James Skibicki | 2652441 | 6 | 05/23/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Thomas Curry | 2394669 | 8 | 05/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Thomas Curry | 2394669 | 8 | 04/20/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Norman Broad | 1016966 | 28 | 01/21/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Letitia Anne Garner | 6591669 | 1 | 11/18/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew Thomas Lawson | 2869619 | 5 | 11/16/2021 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Christopher Alan Brennen | 2424512 | 4 | 08/06/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen J Carrione | 1603335 | 4 | 06/28/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Edward James Skibicki | 2652441 | 6 | 06/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |