Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cadaret, Grant & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gerard Thomas Breitner | 819265 | 1 | 10/04/2005 | Customer Dispute | Settled | $25,146.00 | $0.00 | See FINRA Report |
| John Matthew Lunghino | 2400782 | 2 | 10/03/2005 | Customer Dispute | Settled | $235,355.00 | $0.00 | See FINRA Report |
| Bruce Edward Supernault | 1263889 | 3 | 05/19/2005 | Customer Dispute | Settled | $1,200.00 | $0.00 | See FINRA Report |
| Angel Anibal Berlingeri | 852559 | 1 | 05/11/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffery Joseph Davis | 1854819 | 3 | 02/03/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Joseph Larocco | 1736777 | 5 | 10/15/2004 | Customer Dispute | Settled | $453,225.00 | $0.00 | See FINRA Report |
| Joseph J Sindoni | 4713183 | 1 | 10/04/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian Patrick Clark | 1431762 | 10 | 09/20/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Alan Brennen | 2424512 | 4 | 07/07/2004 | Customer Dispute | Settled | $8,782.83 | $0.00 | See FINRA Report |
| Charles Joseph Larocco | 1736777 | 5 | 06/15/2004 | Customer Dispute | Settled | $148,831.00 | $0.00 | See FINRA Report |