Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cadaret, Grant & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Louis Nicholas Mancinelli | 1223910 | 2 | 10/05/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Robin Ann Deflice | 2500885 | 1 | 08/05/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Bradley Marshall | 2695751 | 3 | 07/03/2002 | Customer Dispute | Denied | $48,800.00 | $0.00 | See FINRA Report |
William Gerard Decker | 2645809 | 2 | 06/06/2002 | Customer Dispute | Denied | $5,536.32 | $0.00 | See FINRA Report |
Brian Patrick Clark | 1431762 | 10 | 01/15/2002 | Customer Dispute | Denied | $31,170.80 | $0.00 | See FINRA Report |
David Lesnick | 2465182 | 1 | 12/18/2001 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
Edwin Keith Milner | 2778248 | 2 | 10/25/2001 | Customer Dispute | Denied | $11,890.40 | $0.00 | See FINRA Report |
Brian Patrick Clark | 1431762 | 10 | 10/09/2001 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
David Vincent Reuben | 1619276 | 6 | 05/13/1998 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |