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FINRA Broker Disclosures for Cadaret, Grant & Co., Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cadaret, Grant & Co., Inc.. Search or filter the database to find more about a specific broker.

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Displaying 31-39 out of 39 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Louis Nicholas Mancinelli1223910210/05/2002Customer DisputeDenied$0.00$0.00See FINRA Report
Robin Ann Deflice2500885108/05/2002Customer DisputeDenied$0.00$0.00See FINRA Report
Bradley Marshall2695751307/03/2002Customer DisputeDenied$48,800.00$0.00See FINRA Report
William Gerard Decker2645809206/06/2002Customer DisputeDenied$5,536.32$0.00See FINRA Report
Brian Patrick Clark14317621001/15/2002Customer DisputeDenied$31,170.80$0.00See FINRA Report
David Lesnick2465182112/18/2001Customer DisputeDenied$12,000.00$0.00See FINRA Report
Edwin Keith Milner2778248210/25/2001Customer DisputeDenied$11,890.40$0.00See FINRA Report
Brian Patrick Clark14317621010/09/2001Customer DisputeDenied$150,000.00$0.00See FINRA Report
David Vincent Reuben1619276605/13/1998Customer DisputeDenied$50,000.00$0.00See FINRA Report

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