Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cadaret, Grant & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Glenn Bennett | 2790207 | 5 | 12/23/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christian Gabriel Taylor | 5462381 | 1 | 09/19/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Joseph Larocco | 1736777 | 5 | 07/02/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Joseph D'Andreano | 2525026 | 1 | 10/09/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bradley Marshall | 2695751 | 3 | 10/08/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michelle Elizabeth Lyman | 4895590 | 1 | 10/07/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronald Brian Snyder | 2007775 | 4 | 07/07/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel John McFall | 1966973 | 3 | 04/07/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Dominick Regan | 1413390 | 1 | 01/23/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gerald Robert Rose | 1912674 | 1 | 02/02/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |