Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Wayne Bowie | 1808893 | 2 | 10/21/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Wayne Bowie | 1808893 | 2 | 08/29/2012 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Randy Loyn Thurman | 1560189 | 1 | 05/10/2012 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |