Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Patrick McGuire | 1083487 | 1 | 02/14/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen Clay Holmes | 824098 | 3 | 01/01/1981 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |