Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Susan Winker Maline | 7678119 | 3 | 11/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Susan Winker Maline | 7678119 | 3 | 11/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Susan Winker Maline | 7678119 | 3 | 06/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Neal Robinson | 6285461 | 3 | 11/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Scott Tepastte | 7454936 | 1 | 10/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Salvatore Di Fazio | 4608571 | 1 | 11/28/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |