Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Davin J Carey | 5413012 | 2 | 04/16/2024 | Customer Dispute | Pending | $125,000.00 | $0.00 | See FINRA Report |
| Davin J Carey | 5413012 | 2 | 01/23/2022 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
| Brian Timothy Stephens | 2777382 | 1 | 01/03/2021 | Customer Dispute | Settled | $351,000.00 | $0.00 | See FINRA Report |
| Tonya Gay Fulcher | 2356493 | 1 | 04/18/2014 | Customer Dispute | Closed-No Action | $76,205.90 | $0.00 | See FINRA Report |