Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pinnacle Capital Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Thomas Mills | 1610338 | 9 | 02/24/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Thomas Mills | 1610338 | 9 | 02/17/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Thomas Mills | 1610338 | 9 | 12/16/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Thomas Mills | 1610338 | 9 | 01/07/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Thomas Mills | 1610338 | 9 | 02/19/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Thomas Mills | 1610338 | 9 | 01/11/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Thomas Mills | 1610338 | 9 | 10/04/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Thomas Mills | 1610338 | 9 | 12/15/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Thomas Mills | 1610338 | 9 | 01/14/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John W McCourt | 2158799 | 2 | 10/30/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |