Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher James Jennings | 5749410 | 1 | 10/09/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Laura Sue Barry | 2788548 | 1 | 03/23/2012 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Bruce Robert Laning | 2427715 | 1 | 02/07/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brion Scott Collins | 3120481 | 1 | 06/09/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Rick Pierce van Benschoten | 1772365 | 3 | 05/19/2004 | Customer Dispute | Denied | $21,318.50 | $0.00 | See FINRA Report |
| Rick Pierce van Benschoten | 1772365 | 3 | 08/01/1987 | Civil Bond | $0.00 | $0.00 | See FINRA Report | |
| Rick Pierce van Benschoten | 1772365 | 3 | 08/01/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |