Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Anthony Rodgers | 1842302 | 2 | 04/18/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cheryl Kostka Wilks | 1395379 | 1 | 08/16/2000 | Customer Dispute | Settled | $2,100,000.00 | $0.00 | See FINRA Report |
| Richard Anthony Rodgers | 1842302 | 2 | 12/02/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |