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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 7 out of 7 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Charles Lawrence Dettloff2423584708/13/2008Customer DisputeSettled$11,600,000.00$0.00See FINRA Report
Charles Lawrence Dettloff2423584707/18/2008Customer DisputeSettled$6,950,000.00$0.00See FINRA Report
Charles Lawrence Dettloff2423584703/25/2008Customer DisputeSettled$2,400,000.00$0.00See FINRA Report
Charles Lawrence Dettloff2423584703/20/2008Customer DisputeSettled$16,325,000.00$0.00See FINRA Report
Charles Lawrence Dettloff2423584703/13/2008Customer DisputeSettled$2,100,000.00$0.00See FINRA Report
Charles Lawrence Dettloff2423584703/05/2008Customer DisputeSettled$7,550,000.00$0.00See FINRA Report
Charles Lawrence Dettloff2423584704/08/2003Customer DisputeDenied$110,000.00$0.00See FINRA Report

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