Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Clarence Smith | 871804 | 3 | 07/01/1998 | Customer Dispute | Settled | $76,495.20 | $0.00 | See FINRA Report |
| Charles Clarence Smith | 871804 | 3 | 05/08/1995 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Charles Clarence Smith | 871804 | 3 | 06/22/1989 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |