Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Jay Kirkpatrick | 1460378 | 1 | 08/13/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anthony Edwin Potthast | 3088264 | 1 | 03/31/2010 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |