Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott David Lavalley | 2432273 | 1 | 05/03/2004 | Customer Dispute | Settled | $56,659.00 | $0.00 | See FINRA Report |
| John Joseph Clarke | 1048942 | 1 | 10/22/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |