Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gihan Anil Fernando | 4469669 | 62 | 01/30/2024 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Joshua Aaron Green | 4970616 | 3 | 01/29/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 01/25/2024 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 01/23/2024 | Customer Dispute | Settled | $669,000.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 01/22/2024 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Peter Kyung Hoon Rhee | 2326728 | 4 | 01/16/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Brian Neal Everett | 1250585 | 3 | 01/11/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 01/10/2024 | Customer Dispute | Settled | $225,000.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 01/09/2024 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Sean R Mainwaring | 7047903 | 5 | 01/05/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |