Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gihan Anil Fernando | 4469669 | 62 | 02/26/2024 | Customer Dispute | Settled | $99,000.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 02/16/2024 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 02/14/2024 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| Theodore Bernhardt Erickson | 2376988 | 4 | 02/12/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gihan Anil Fernando | 4469669 | 62 | 02/12/2024 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 02/06/2024 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| Matthew Ryan Stucke | 4840895 | 6 | 02/02/2024 | Customer Dispute | Pending | $5,000,000.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 02/01/2024 | Customer Dispute | Settled | $129,000.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 02/01/2024 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| George Mauae Purdy | 5865750 | 2 | 01/31/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |