Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Michael Weinberger | 2757427 | 6 | 04/02/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin Joseph Wilson | 5435417 | 1 | 04/01/2024 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Tyler James Johnson | 6252067 | 3 | 03/21/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gihan Anil Fernando | 4469669 | 62 | 03/21/2024 | Customer Dispute | Settled | $210,000.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 03/21/2024 | Customer Dispute | Settled | $66,500.00 | $0.00 | See FINRA Report |
| Bradley Jay Bergdahl | 1432349 | 2 | 03/19/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Joseph Anthony Miceli | 2100678 | 1 | 03/14/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gihan Anil Fernando | 4469669 | 62 | 03/13/2024 | Customer Dispute | Settled | $1,150,220.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 03/12/2024 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Anson Kau Cheong | 7118738 | 1 | 03/12/2024 | Customer Dispute | Pending | $1,054,760.00 | $0.00 | See FINRA Report |