Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gihan Anil Fernando | 4469669 | 62 | 04/25/2024 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Al Elnasser | 2410541 | 7 | 04/24/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick Dean Francisco | 1406350 | 2 | 04/24/2024 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 04/23/2024 | Customer Dispute | Settled | $565,254.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 04/22/2024 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 04/11/2024 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 04/11/2024 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 62 | 04/09/2024 | Customer Dispute | Settled | $495,766.00 | $0.00 | See FINRA Report |
| John Leo Chiappetta | 4684789 | 1 | 04/08/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Theodore Bernhardt Erickson | 2376988 | 4 | 04/03/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |