Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Ray Duvall | 5284825 | 1 | 11/18/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeanette Colby | 6774569 | 1 | 11/10/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David John Peichert | 1271350 | 2 | 10/28/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronald Huston Keebler | 1557887 | 4 | 06/08/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert George Malone | 318125 | 10 | 05/28/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stanley Joseph Smith | 1180473 | 4 | 01/30/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Larmon Parker | 2207903 | 1 | 01/01/1979 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Edward Eugene Lane | 1955097 | 2 | 06/27/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward Eugene Lane | 1955097 | 2 | 03/12/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Allen Christensen | 1379012 | 3 | 02/01/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |